RegTech Summit New York

Navigating the next phase of compliance transformation

Now in its 10th year, RegTech Summit New York brings together senior compliance, risk, technology and regulatory leaders from across the North American capital markets financial industry to explore the future of regulatory compliance, AI and RegTech.

As firms scale AI across compliance, surveillance, financial crime and reporting functions, regulators are increasing their focus on governance, oversight, operational resilience and risk management.

The agenda explores the practical realities of transforming compliance in an increasingly complex regulatory environment, examining how firms are leveraging AI, data and emerging technologies to strengthen governance, improve surveillance, enhance financial crime controls and build scalable, future-ready compliance operating models.

2026 Topics:

• What Regulators expect as AI moves into production
• The Future of regulatory compliance, AI and RegTech
• Harnessing structured and unstructured data for compliance insight
• Perpetual KYC, financial crime and event-driven reviews
• Building agile compliance and reporting architectures
• Structured and Unstructured data Intelligence
• Prediction markets, surveillance and emerging risks
• AI Governance, third party risk and operational resilience
• Cybersecurity, model risk and the future of AI security

Please note this event is being run under Chatham House Rules.